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<article>

<front>

<figgrp>
<title>Logo</title>
<fig name="surfaces">
</figgrp>

<titlegrp>
<title>Studying English Literature
in the Transnational
University</title>
</titlegrp>

<authgrp>
<author>
<fname>J.Hillis</fname>
<surname>Miller</surname>
<aff>
<orgdiv>Department of English
and Comparative Literature</orgdiv>
<orgname>University
of California</orgname>
<city>Irvine</city>
<state>CA</state>
<postcode>92717</postcode>
<email>jhmiller@uci.edu</email>
</aff>
</author>
</authgrp>


<pubfront>

<artid><emph type="3">Surfaces</emph> Vol. VI. 204 (v. 1.0A - 01/12/1996)</artid>

<cpyrt>
<cpyrtnme>
<orgname>Copyright &copy; Stanford University Press</orgname>
</cpyrtnme>
<cpyrtnme>
<orgname>Copyright for texts published in <emph type="3">Surfaces</emph> remains the property of authors. However, any further publication should be accompanied by an acknowledgement of <emph type="3">Surfaces</emph> as the place of initial publication.</orgname>
</cpyrtnme>
</cpyrt>

<issn>1188-2492</issn>

</pubfront>

<abstract>
<title>ABSTRACT</title>
<p>Against the backdrop of the end of the
Cold War, the decline of the Nation-State, the
globalization of economies and research efforts, the
radical transformations being brought about by new
communications technologies, and the shift in funding
from government sources to transnational corporations,
this essay examines the role of literary studies and the
humanities in the context of the emerging transnational
university.</p>
</abstract>

<abstract>
<title>R&Eacute;SUM&Eacute;</title>
<p>En prenant comme point de d&eacute;part la fin
de la guerre froide, le d&eacute;clin le l'&Eacute;tat-Nation, la
mondialisation de l'&eacute;conomie et de la recherche, les
transformations radicales apport&eacute;es par les nouvelles
technologies de la communication, et enfin les
changement effectu&eacute;s par les gouvernements afin de
trouver des ressources pour les corporations
transnationales, cet essai examine le r&ocirc;le des &eacute;tudes
litt&eacute;raires et des sciences humaines dans le contexte
des universit&eacute;s transnationales qui sont en train
d'&eacute;merger...</p>
</abstract>

</front>


<body>

<section>

<p>The study<noteref rid="note1">1</noteref>
<note id="note1"><no>1</no><p>This essay is drawn from a book I am finishing entitled, "Black Holes: Literary Study in the Transnational University." The book is dedicated to the memory of Bill Readings, whose posthumous book, The University in Ruins (Cambridge: Harvard University Press, 1996), has greatly influenced my thinking about literary study in the university today.</p></note>

 of English literature in the United States
is in one major way like its study in Korea, Norway,
Taiwan, Germany, or Italy. In another major way it is
unlike. To study English literature in the United States,
Korea, or Norway, to take it seriously as a source of
values and humanistic understanding, is in all those
cases to study the literature of a foreign country, a
small and increasingly less important island nation off
the west coast of Europe. The difference of course is
that a version of English also happens to be the
dominant, one might even say "official," language of
the United States, whereas it is a second language in
Korea, Norway, Taiwan, Germany, and the rest. The
dominance of the American version of the English
language in the United States, however, perhaps only
makes it harder for us to see what is problematic
about basing United States training in humanistic
values on a literature that is not native to our soil.
United States literature and English literature are by
no means parts of one homogeneous whole, even
though United States literature has traditionally been
taught as  subordinate part of English literature, as at
my own university now and at the other two
universities at which I have taught: Johns Hopkins
and Yale. At Harvard, where I got my Ph.D., it was,
in 1952 at least, not necessary to know anything at
all about United States literature, any more than about
Australian or Canadian literature, in order to get a
Ph.D. in English. The difference between United States
literature and English literature would have been more
obvious all along if they had happened to have been
written in different languages. Training in English
literature is still the basis of literary education in the
United States. At the University of California at Irvine,
where I now teach, there are between six and seven
hundred English majors. It is the only viable choice
for undergraduates who want to concentrate on
literature, even though almost half of the students at
Irvine are Asian-Americans, many of whom have
English 
<pages>/pp.&nbsp;5-6/</pages>
 as a second language. Chaucer,
Shakespeare, Milton, Wordsworth, Dickens, Woolf &mdash;
these still play a large role in determining the way
citizens of the United States with a higher education
think and behave.</p>

<p>These days, however, radical changes in society, in
the university's relation to society, and in the study of
literature are  putting in question the traditional
English major. By traditional English major I mean the
more or less sequestered study of major canonical
works by English authors from "<emph type="2">Beowulf</emph> to Virginia
Woolf," organized in courses devoted to historical
"periods": Medieval literature, the Renaissance, the
Eighteenth Century, Romanticism, the Victorian period,
modernism, and postmodernism. Such a division makes
many problematic assumptions about the canon, about
the unity of works and periods, about the linear
continuity of literary history, and so on. Just what
changes are dismantling those assumptions, and just
why have they occurred?</p>

<p>The Western research university in its modern
form, as Bill Readings has shown, originated with the
founding in the early nineteenth century of the
University of Berlin. It was established according to
the plan devised by Wilhelm von Humboldt. Such
universities had as their primary role service to the
nation-state, still nascent of course at that time in
Germany. The nation-state was conceived as an
organically unified culture with a single set of ideals
and values enshrined in a unified philosophical
tradition and national literature (or in a certain way
of appropriating Greek and Latin literature). The
university was to serve the nation-state in two ways:
1) as the place of critical thinking and research,
finding out the truth about everything, giving
everything its rationality, according to the Leibnizian
formula that says nothing is without its reason; 2) as
the place of education, formation, or <emph type="2">Bildung</emph> where
male citizens (they were all male then in the
university) are inculcated, one might almost say
"innoculated," with the basic values of a unified
national culture. It was the business of the university
to produce subjects of the state, in both senses of the
word "subject": as subjectivities and as citizens
accountable to state power and capable of
promulgating it. 
<pages>/pp.&nbsp;6-7/</pages>
 For Humboldt and his
colleagues, following Kant, the basis of <emph type="2">Bildung</emph> was
the study of philosophy. That is why those with a
higher degree are still, for the most part, called
"doctors of philosophy," whatever the discipline in
which they received the degree. This is something of
an absurdity these days, since philosophy proper does
not, to say the least, still have the role it did in
German universities in the days of Kant, Fichte, and
Hegel, while most Ph.D.s in other fields know little or
nothing about philosophy.</p>

<p>With some support from Schiller's <emph type="2">Letters on
Aesthetic Education</emph>, Anglo-Saxon countries in the
mid-nineteenth century, first England and then the
United States, deflected this paradigm in an important
way by substituting literature for philosophy as the
center of cultural indoctrination. Grounds for this shift
already existed in the centrality  granted to literary
education by many German theorists: the Schlegels,
Schelling, and Hegel, for example. The shift occurred
in England and in the United States to a considerable
degree under the aegis of Matthew Arnold's
formulations about  culture and anarchy, about the
study of poetry, and about the function of criticism.
The modern United States research university has
inherited the double mission of the Humboldtian
university. This was evident in the founding of The
Johns Hopkins University in Baltimore in 1876. The
Hopkins was based explicitly and self-consciously on
the German university rather than on the English
university model, though Thomas Henry Huxley, as a
spokesperson for the new scientific English university,
spoke at the inauguration of Johns Hopkins. The
admirable proliferation of both public and private
research universities in the United States followed soon
after or was already taking place.</p>

<p>The combination of gathering scientific knowledge
(which includes knowledge of history, cultural history,
and literary history, as well as knowledge of
anthropolgy, physics, biology, and other social  and
physical sciences), while at the same time teaching a
nation's unifying values, seems coherent enough.
Nevertheless, a tension has always existed between
these two goals as charges to the department
responsible for doing research and teaching in a
country's national literature. On the one hand, the
charge is 
<pages>/pp.&nbsp;7-8/</pages>
 to teach students by way of
literature the central ideas and values of a national
culture. These are presumed to be enshrined in the
nation's canonical works, in <emph type="2">Beowulf</emph>, Chaucer,
Shakespeare, and the rest in the case of English
literature. On the other hand, scientific research is
supposed to be critical and disinterested (Arnold's
word), a search for truth independent of subjective
bias. Research is value free, <emph type="2">wertfrei</emph>. It is organized
according to a universal methodology of verifiable
research applicable<emph type="2"> mutatis mutandis</emph> to  the human
sciences as well as to the physical, social, and life
sciences.</p>

<p>A touching confidence that these two enterprises
would achieve the same results for a long time made
it possible for those in departments of national
literatures to believe they were fulfilling both missions
and reconciling the two contradictory charges the
university had given them. A professor of English
could simultaneously pursue research of the most
positivistic kind into the minutiae of an author's life,
or do the most mind-numbing bibliographical or
editorial work, and at the same time teach
undergraduate classes extolling the ethical virtues
contained in works by Milton, Johnson, Browning,
Arnold and the rest. The first activity made him (they
were almost all male) feel he was doing something
useful to support his university's scientific devotion to
truth-seeking. He was adding to the archives of
achieved knowledge. The second made him feel he
was fulfilling his responsibility to <emph type="2">Bildung</emph>. This
combination was, for example, strongly institutionalized
as the ethos of Johns Hopkins when I taught there in
the 'fifties and 'sixties. We knew exactly what we
were doing. Our assumptions seemed permanently in
place, impossible to question.</p>

<p>The use of a foreign country's literature in the
formation of United States citizens is a symptom of a
fundamental change in the Humboldtian research
university that took place when the model was
adopted here. Bill Readings is right when he says that
the concept of a unified national culture in the United
States has always been a promise or hope for the
future. It is something 
<pages>/pp.&nbsp;8-9/</pages>
 always yet to be
created by contractual agreement among the free
citizens of a republic rather than something inherited
as an inescapable tradition from the nation's historical
past.<noteref rid="note2">2</noteref>
<note id="note2"><no>2</no><p>As Readings puts this in a comment on Ronald A. T. Judy's (Dis) Forming the American Canon: African-Arabic Slave Narratives and the Vernacular  (Minneapolis: University of Minnesota Press, 1993): "I am concerned to introduce a transitional step into the passage from the modern German University of national culture to the bureaucratic University of excellence, one which positions the American University as the University of a national culture that is contentless" (The University in Ruins, 201).</p></note>

 It always remains up for grabs. English literature
was co-opted by American schools and universities as
the basic tool for the creation of a national culture
that remains about to be, rather than something that
is. Recent books have demonstrated that the creation
of English literature as a pedagogical discipline
occurred in the eighteenth and nineteenth centuries as
part of British imperialism, whether in Scotland or in
India. Franklin Court and Robert Crawford<noteref rid="note3">3</noteref>
<note id="note3"><no>3</no><p>Franklin Court, Institutionalization of English Studies (Stanford: Stanford University Press, 1992); Robert Crawford, Devolving English Literature (Oxford: Clarendon Press, 1992). One chapter of Crawford's book is entitled, "The Scottish Invention of English Literature" (16-44).</p></note>

 have shown
how in Scotland English studies were devised as a way
of putting down the Scots dialect and making Scotland
more part of a unified Great Britain. Gauri Viswanathen<noteref rid="note4">4</noteref>
<note id="note4"><no>4</no><p>Masks of Conquest: English Literature and Colonial Rule in India (New York: Columbia University Press, 1989).</p></note>


has shown how the study of English literature was
used as an instrument of colonial domination in
nineteenth-century India. The United States, however,
did not need to be coerced into acting still like a
colony, at least in the sense of taking its cultural
ideals from English literature.</p>

<p>Some might argue that over the past fifty years
United States citizens have come to recognize that
they have an indigenous national literature that unifies
them and make them all Americans. But the rise of
so-called "American literature" and 
<pages>/pp.&nbsp;9-10/</pages>

"American studies" as separate disciplines in
universities and colleges demonstrates just the
opposite. The important books on United States
literature, from those by F. O. Matthiessen, Charles
Feidelson, Jr., R. W. B. Lewis, and Perry Miller down
to more recent work by Roy Harvey Pearce, Sacvan
Bercovitch, and Harold Bloom,<noteref rid="note5">5</noteref>
<note id="note5"><no>5</no><p>F. O. Matthiessen, American Renaissance: Act and Expression in the Age of Emerson and Whitman (London, New York: Oxford University Press, 1941) ; Charles Feidelson, Symbolism and American Literature  (Chicago: University of Chicago Press, 1953); R. W. B. Lewis, The American Adam ; Perry Miller, The New England Mind: From Colony to Province (Cambridge, Mass.: Harvard University Press, 1953); Roy Harvey Pearce, The Continuity of American Poetry (Princeton, N.J.: Princeton University Press, 1961); Sacvan Bercovitch, The Puritan origins of the American self (New Haven:  Yale University Press, 1975); Harold Bloom, Figures of Capable Imagination (New York: Seabury Press, 1976).</p></note>

 have been devoted not
so much to describing as to attempting to create the 
unified national culture we do not have. They
characteristically do this by a complex, performative,
scholarly ritual that masks as objective scholarship.
They appeal to such general concepts as the frontier
("Go west, young man"), the American renaissance, the
American Adam, a certain use of symbolism, a certain
use of romance, the Puritan ideal, the unity of a
canonical poetic tradition from Emerson, Dickinson,
and Whitman through Crane and Stevens to Ammons
and Ashbery, and so on, in incoherent multiplicity.
Different figurative paradigms for totalizing American
literature appear and disappear like shadows in the
mist. Each scholar makes up his or her own idea
about the unity of American literature, and each idea
is incompatible with the others. Readings says that the
interest in canon formation in the United States arises
from the fact that we do not have an inherited
traditional canon and have tried to create one by fiat.
This is another form of that future-anterior speech act
characterizing United States culture generally. We
project into the future what we need to have already
in order to do the projecting. If one has a canon that
can be taken for granted, as to a considerable degree
the educated classes do in England, one does not need
to worry about it or theorize about it. Only the
somewhat maverick F. R. Leavis in England 
<pages>/pp.&nbsp;10-11/</pages>
 has in our time engaged in the sort of
declarations about canon that in the United States are
made by the scholars mentioned above.<noteref rid="note6">6</noteref>
<note id="note6"><no>6</no><p>See F. R. Leavis, The Great Tradition  (Garden City, N.Y.: Doubleday, 1954).</p></note>

&nbsp;</p>

<p>All canon forming in the United States, however,
is manifestly partial and invidious. An example is
Bloom's central canon of American writers listed
above. Not only are the chief authors in the canon
all, with the exception of Dickinson, men and all from
the North East. His canon also leaves out Thoreau, T.
S. Eliot, W. C. Williams, Robert Lowell, Adrienne Rich,
Sylvia Plath, Robert Frost, Theodore Roethke, and many
others who from other perspectives would have a claim
to be included in the canon of United States poets.<noteref rid="note7">7</noteref>
<note id="note7"><no>7</no><p>Bloom's The Western Canon: The Books and Schools of the Ages (New York: Harcourt Brace, 1994) is wider in scope and more ecumenical. I am speaking of Bloom's earlier essays on American authors, for example those in Figures of Capable Imagination. In an essay on "The Native Strain" in the latter, Bloom says: "There are a myriad of figures to illustrate American Orphism, but I want to confine myself here first to our very best poets (or those who seem best to me)&mdash;Whitman, Dickinson, a certain aspect of Stevens, and Hart Crane&mdash;and then to my own contemporaries I admire most, A. R. Ammons and John Ashbery" (75).</p></note>


Any attempt to unify United States literature, however,
will be biased and political, in short, ideological. I
mean by "ideology" here the mistaking of a linguistic
reality for a phenomenal one. Recent work, for
example that by Carolyn Porter, calling for a
disunified and multilingual American Studies, a
discipline more reflective of the actual state of things,<noteref rid="note8">8</noteref>
<note id="note8"><no>8</no><p>See Carolyn Porter, "What We Know that We Don't Know: Remapping American Literary Studies," American Literary History (Fall 1994), 6: 3: 469-526. Important work in this area includes: Paul Lauter, ed. Reconstructing American Literature: Courses, Syllabi, Issues (New York: Feminist Press, 1983); A. LaVonne Brown Ruoff and Jerry W. Ward, eds., Redefining American Literary History (1990), Virginia Yans-McLaughlin, ed., Immigration Reconsidered: History, Sociology, and Politics (New York: Oxford University Press, 1990), Donald Pease, ed., Revisionary Interventions into the Americanist Canon (Durham, N. C.: Duke University Press, 1990), Philip Fisher, ed., The New American Studies (Berkeley: University of California Press, 1991), Gustavo P&eacute;rez Firmat, ed., Do the Americas Have a Common Literature? (Durham, N. C.: Duke University Press, 1990), Amy Kaplan and Donald Pease, eds., Cultures of United States Imperialism (Durham, N. C.: Duke University Press, 1993), Donald Pease, ed., National Identities and Post-Americanist Narratives (Durham, N. C.: Duke University Press, 1994), Paul Lauter, Canons and Contexts (New York: Oxford University Press, 1991), and the new Cambridge History of American Literature, eds. Sacvan Bercovitch and Cyrus Patell, of which two volumes of the eight planned have been published (Cambridge: Cambridge University Press, 1994, 1995). John Carlos Rowe helped me with this list. In the fall of 1996, Rowe will be convening a residential research group on Post-National American Studies at the Humanities Research Institute of the University of California. The goal is to work toward institutionalizing the new American studies in the University of California and other universities. See Alan Liu's forthcoming The Future Literary: Literary History and Postmodern Culture for a brilliant and fascinating discussion of the influence of computer technology and its graphic layouts on the presentation of new multicultural American literary histories or anthologies such as  Heath Anthology of American Literature, Paul Lauter, gen.ed., 2nd ed. (Lexington, Mass.: D. C. Heath, 1994), and American Mosaic: Multicultural Readings in Context, compiled by Barbara Roche Rico and Sandra Mano (Boston: Houghton Mifflin, 1991). Paul Lauter's essay in the "Teacher's Manual" of the Heath Anthology is a good description of the changes now taking place in American literature and American studies.</p></note>



<pages>/pp.&nbsp;11-12/</pages>
 recognizes that these claims of unity were
all along ideological, not real, or rather that they
were performative, not constative. Their aim was to
create by a speech act the unified culture we do not
yet have. Such claims do this by appealing to a
certain selective way of  reading the past as though
it were a tradition we all in the United States share
in the way Germany, France, or England each has  a
unified national culture participated in by all its
citizens. Or at any rate Germany, France, and England
have thought they have a unified culture, while we are
uneasily uncertain.</p>

<p>Of course the cultural oneness of Germany,
France, or England was built on the exclusion of
minority cultures, on the subordination of women, and
on many other unjust acts of power. England achieved
cultural unity through savage violence 
<pages>/pp.&nbsp;12-13/</pages>

toward the Scots and Irish, through the suppression of
Cornish, Gaelic, Scots, and Welsh languages, and so
on. German cultural unity was to a considerable
degree a fabrication of poets and philosophers: from
Kant, Hegel, Fichte, Schiller, Goethe, the Schlegels,
H&ouml;lderlin, and others on down to Heidegger and the
poets of the Stefan George school. This German
culture was built on two weird ideas, or ideas that
any rate seem weird to anyone outside the German
tradition. One was Fichte's assertion that anyone
anywhere can think philosophically&mdash;as long as he or
she does it in the German language, though of course
not all Germans think philosophically.<noteref rid="note9">9</noteref>
<note id="note9"><no>9</no><p>This is a schematic summary of the complex argument made in the seventh of Fichte's Reden an die Deutsche Nation. See Johann Gottlieb Fichte, Reden an die Deutsche Nation (Berlin: In der Realschulbuchhandlung, 1808) and Addresses to the German Nation, ed. George Armstrong Kelley (New York: Harper and Row, 1968). For a discussion of Fichte's views see Jacques Derrida, "Privil&egrave;ge," Du droit &agrave; la philosophie (Paris: Galil&eacute;e, 1990), 51-53, and "La main de Heidegger (Geschlect II)," Psych&eacute; (Paris: Galill&eacute;, 1987), 416-20.</p></note>

 The other was
the notion of a continuity between Greek and German
culture, leaving Latin and Latinate or romance cultures
out of the loop, so to speak, of cultural transmission.
Both these strange but immensely productive notions
are still fundamental in Martin Heidegger's thinking.<noteref rid="note10">10</noteref>
<note id="note10"><no>10</no><p>See Jacques Derrida, De l'esprit: Heidegger et la question (Paris: Galil&eacute;e, 1987), 112-6. For Heidegger, German is even better than Greek for speaking of the highest spritual things. As Derrida paraphrases this: "German is therefore the only language, in the final analysis, that can name that highest or superlative excellence (geistigste) which it does not share in the end except to a certain point with Greek" (113, my trans.). Philippe Lacoue-Labarthe's La fiction du politique (Paris: Christian Bourgois, 1987), English trans. by Chris Turner as Heidegger, Art and Politics: The Fiction of the Political (Oxford: Basil Blackwell, 1990), gives the best account of Heidegger's "national aestheticism," with its roots in German romanticism and its sinister links to the atrocities of National Socialism.</p></note>


The importance of linguistic nationalism can hardly be
overestimated in the power it has to determine national
sentiment generally. It is as important as race or blood,
as crucial as attachment to a single territory with sharp
borders, the one-colored patch on 
<pages>/pp.&nbsp;13-14/</pages>
 the map.
Even though nationalist sentiment in European countries
has depended on extremely problematic and dangerous
assumptions, and therefore has contained its own
vulnerability within it, it has been even harder to
sustain the idea of cultural unity in the United States.</p>

<p>The Humboldtian concept of literary study within
the university lasted until quite recently, at least as an
ideal, in the United States. It is now rapidly losing its
force. We are entering an era in which new
paradigms for the university will need to be found as
well as new justifications for literary study. The changes
are occurring simultaneously outside and inside the
university.</p>

<p>On the outside, many forces are weakening the
unity and borders of the nation-state. The end of the
Cold War along with economic  and technological
globalization are more and more replacing separate
nations with transnational corporations as centers of
power. Bill Gates is perhaps more powerful than Bill
Clinton. The European Common Market and the North
American Free Trade Agreement are striking examples
of the blurring of national borders and concurrent
weakening of individual countries' self-determining
autonomy. The development of an economic unity
called "the Pacific Rim" is another example. The latter
means that California belongs both to the United States
and to an economic entity that includes companies in
Japan, Korea, Taiwan, Singapore, Hong Kong, and will
more and more include mainland China as well. These
changes by no means make nationalist sentiment
vanish. In fact they often exacerbate it. An example is
England's resistance to having a common-market
currency because it would mean giving up coins
engraved with the queen's effigy. Other examples are
the return to isolationist policies in the United States,
nationalist wars in Eastern Europe after the collapse of
the Soviet Union, similar civil wars in postcolonial
Africa, and nationalist imperialism in Iraq or North
Korea. Such forms of nationalism more and more
appear hysterical and inappropriate to present
economic realities. The way to prosperity is to learn
English and to get as many international corporations
as possible to set up factories in one's area and
make capital investments there.  As the nation-state's
existence 
<pages>/pp.&nbsp;14-15/</pages>
 as a unified entity weakens
through one form or another of globalization and the
consequent eroding of national boundaries, it will be
harder and harder to tell where France ends and
Germany begins, even where the United States ends
and Mexico begins. We shall all come to feel
ourselves living on some margin, fringe, or borderland,
at the periphery.</p>

<p>At the same time the integrity of the nation-state
is weakening in another way. The United States is a
striking example of that. In spite of energetic attempts
by conservative politicians and educationists to impose
a single language and a single literary curriculum,
United States cultural life is made up of diverse
interpentrating cultural communities  speaking and
writing in many different languages. These communities
cannot easily be reconciled. Their sites are the loci of
mutually incompatible goods. These values would be
impossible to unify by some overarching idea of
universal human "culture." Nor does any individual
belong unequivocally to any one of these communities.
In a few years more than half the citizens of California
will have English as a second language. A poll taken
recently of kindergarten classes in Irvine, California, an
upper middle-class and homogeneous-looking city,<noteref rid="note11">11</noteref>
<note id="note11"><no>11</no><p>It is not really a city in the traditional sense: it has no center.</p></note>

 found
that over twenty different languages were spoken in the
homes of these children. They will grow up, like most
Chicano/Chicanas, or like most Asian-Americans,
divided within by participation in at least two
incompatible cultures. The frequently used figure of
"hybridity" to describe this situation is misleading. It
implies that the hybrid individual participates in a
mixed culture that is made by mating stable genes
from the two sources. In fact the original cultures
were by no means as stable or unified as an animal
or plant species. In any case, the melting pot is no
longer hot enough or capacious enough to melt all
this difference down. Each self is inhabited by its
other or by an indeterminate number of "others," in
plural swarming. No Habermasian dialogue,
conversation, or communicative discourse could or
should bring all this diversity back to consensus. The
traditional single set of values 
<pages>/pp.&nbsp;15-16/</pages>
 transmitted
by aesthetic education is now seen as what it always
was: an ideological fabrication made to serve primarily
the power of educated white middle or upper class
heterosexual males.</p>

<p>What possible role can literary study have in the
new technological transnational university? In the
United States and in one degree or another in many
other Western nations those responsible for funding
higher education no longer believe that their nation
needs the university in the same way as it once did.
The primary evidence for this has been the cutting off
of funds, almost always justified by budget constraints,
as has been the case in the past few years for the
University of California. That University was until
recently arguably the greatest research university in
the world. Now it has been weakened by budget cuts
and through early retirements made for many professors
irresistibly attractive by "golden handshake" offers of
retirement benefits. About two thousand professors
have taken early retirement. This procedure is
borrowed from the corporate world. Those who pay
for the university no longer have the same confidence
in the need for basic research as something directly
funded by the nation (that is, the Federal
Government) or by its subdivisions, the separate states
of the United States. Basic research was in any case
always largely supported as ancillary to the military
buildup. With the end of the Cold War came the end
of the apparent need for many kinds of basic research.
It is difficult for most humanities professors to accept
the fact that their prosperity in the 1960s, 1970s, and
1980s was as much a result of the Cold War as was
the prosperity of aircraft and weapons manufacturers,
or as was the space race that put men on the moon.
Nevertheless, we were part of the military-industrial
complex. The expensive development of humanities
programs was an ancillary part of our need to be
best at everything in order to defeat the Soviet Union
in the cold war. This was made explicit in the
legislation establishing the National Endowment for the
Humanities.  Now that the cold war is over, humanities
programs are being "down-sized" along with scientific
parts of university research and teaching. The NEH
survives today with greatly reduced funding and is
threatened with extinction. The job situation for
newly-trained physicists is nearly as bad as it is for

<pages>/pp.&nbsp;16-17/</pages>
 new Ph.D.s in English. For the latter it is
extremely bad.<noteref rid="note12">12</noteref>
<note id="note12"><no>12</no><p>According Bettina J, Huber, in "The MLA's 1993-94 Survey of Ph.D. Placement: The Latest English Findings and Trends through Time," ADE Bulletin, no. 112 (Winter 1995), 48, only 45.9 percent of those who received a Ph.D. in English in 1993-94 got tenure-track jobs. See also Cary Nelson, "Lessons from the Job Wars: Late Capitalism Arrives on Campus," Social Text (Fall/Winter 1995), 13: 3: 119-134; Cary Nelson, "Lessons from the Job Wars: What is to Be Done," Academe (November-December 1995), 81: 6: 18-25. Two other essays from the same issue of Academe also discuss the current job market and the conditions of graduate study: Michael B&eacute;rub&eacute;, "Standard Deviation: Skyrocketing Job Requirements Inflame Political Tensions," 26-29, and Stephen Watt, "The Human Costs of Graduate Education; Or, The Need to Get Practical," 30-35. For the job outlook for new Ph.D.s in the physical sciences, see, in the same issue of Academe, Arthur S. Brill and Daniel J. Larson, "Are We Training Our Students for Real Jobs?," 36-38.</p></note>

  What those in charge (legislators,
trustees, granting agencies, university adminstrators,
foundation officers, and corporation executives) need,
or think they need, and therefore demand, is
immediately applicable technology. The weakening of
our space program and the killing of the
Superconducting Supercollider project are salient
demonstrations of this. Much applied research can be
done just as well or better by computer or
pharmaceutical companies and the like. These have
been increasingly funding applied research inside the
university, coopting the university's scientific skills and
laboratory facilities (often originally paid for by Federal
money) for research that is oriented toward the
discovery of patentable procedures that will make the
companies rich. The university in response to these
radical changes is becoming more and more like a
bureaucratic corporation itself, for example by being
run by a corps of proliferating administrators whose
bottom line business, as is the case of any
bureaucracy, is to perpetuate themselves efficiently,
even if this sometimes means large-scale
"administrative cutbacks."</p>

<p>The lack of a unified national culture in the
United States has made it especially easy to shift with
the global decline in the nation-state's importance to a
university modelled on the bureaucratic corporation.
The answer to the question, "Who now governs our
universities," is that universities are more and more

<pages>/pp.&nbsp;17-18/</pages>
 coming to be governed, however invisibly
or indirectly, by corporations. This major change will
have incaluculable effects on university teaching and
research. Money is power, in this area as in others.
As federal and state sources of funding are drastically
reduced, both public and private universities are turning
to corporations for funding.  In the case of my own
university, the University of California at Irvine,
corporation support means seeking money from
pharmaceutical companies, computer companies,
medical technology companies, parts of the so-called
"financial industry," media companies, and the like.
These companies may be owned by Japanese, English,
French, German, Korean, or Taiwanese corporations, or
they may do much of their manufacturing or much of
their sales outside the United States. In any case, they
do not owe primary allegiance to a single nation-state.
Moreover, they are not just any kind of corporations.
They are companies that are participating in the
world-wide transformation we call the coming of the
information age or, more negatively, the age when
everything is turned into spectacle. Today, money is
information, passed around like other bytes on the
Internet, just as information is money. An unbroken
continuum binds pharmeceutical companies that deal
in medical prostheses controlled by computer chips or
that depend on genetic research to computer companies
that invent the hardware and software making it
possible to store and circulate information, for example
in genetic research, to banking and investment
companies that exchange the sort of information we
call money, to media companies that turn everything
into spectacle in film, television, and video, controlling
thereby what people think, what they buy, and how
they vote. These days an event does not "happen"
unless it happens on television. The media formats
determine what happens, even in the literal sense of
transforming the way military "interventions" are
conducted today, for example in Somalia and Bosnia.<noteref rid="note13">13</noteref>
<note id="note13"><no>13</no><p>See Thomas Keenen, "Live from . . . /En direct de . . . ," Visite aux arm&eacute;es: Tourismes de guerre/Back to the Front: Tourisms of War (Caen: Fonds R&eacute;gional d'Art Contemporain de Basse-Normandie, 1994), 130-63. "Comprehensive media coverage," says Keenen, "has not just changed the conduct of military operations&ndash;images and publicity have become military operations themselves, and the military outcome of the operation cannot easily be distinguished from the images of that operation" (143).</p></note>


The new global 
<pages>/pp.&nbsp;18-19/</pages>
 economy is not an
economy in the old-fashioned sense of the production
and distribution of goods. Theory's opponents lament
the falsely-supposed suspension of language's
referential function in so-called "deconstruction," but
that suspension does actually characterize the new
global economy in all its features. Giorgio Agamben,
in a terrifying passage in <emph type="2">The Coming Community</emph>,
describes the way the new "society of spectacle" is
transforming humankind everywhere and putting an
end to the old securely founded and authorized
nation-state:</p>

<bq><p>In this extreme nullifying unveiling, however, language
(the linguistic nature of humans) remains once again
hidden and separated, and thus, one last time, in its
unspoken power, it dooms humans to a historical era
and a State: the era of the spectacle, or of
accomplished nihilism. This is why today power
founded on a presupposed foundation is tottering all
over the globe and the kingdoms of the earth set
course, one after another, for the
democratic-spectacular regime that constitutes the
completion of the State-form. Even more than
economic necessity and technological development,
what drives the nations of the earth toward a single
common destiny is the alienation from linguistic
being, the uprooting of all peoples from their vital
dwelling in language. . .  Contemporary politics is
this devastating <emph type="2">experimentum linguae</emph> that all over
the planet unhinges and empties traditions and
beliefs, ideologies and religions, identities and
communities.<noteref rid="note14">14</noteref>
<note id="note14"><no>14</no><p>Giorgio Agamben, The Coming Community, trans. Michael Hardt (Minneapolis: University of Minnesota Press, 1993), 81-2.</p></note>

&nbsp;</p></bq>

<p>So what's the difference? As long as we get the
funding can we not go on about our business of
teaching and research in more or less the same old
way? Do the faculty and the administration not still
govern the university, determine its curricula and its

<pages>/pp.&nbsp;19-20/</pages>
 research priorities? Are we not skilled in
taking the money and doing more or less what we
want with it? Have not humanists always benefitted
from the affluence of scientific colleagues? To some
degree the answer to all these questions is "Yes."
Nevertheless, the shift from state and federal funding
to transnational corporation funding is altering the 
research university and its governance more radically
than many people yet recognize. Agamben does not
mention the university, but it is easy to see that as
the state loses its foundation so does the university
that served the state. The university is transformed
from being an educational state apparatus, in
Althusser's term, or, more benignly, a place of critical
and innovative thinking, into being one site among
many others, perhaps an increasingly less important
site, for the production and transfer of
globally-exchanged information.</p>

<p>If the secrecy demanded by university military
research during the cold war was deplorable, a new
kind of secrecy is invading our universities, the
secrecy demanded by corporations as a quid pro quo
for their support of research. Two senior scientists in
a department of biology, for example, each with his
or her team of junior faculty, post-doctoral researchers,
graduate students, and technicians, may each be funded
by a different pharmeceutical company. Each scientist is
accountable to the funding company. This means a
subtle shift from basic research toward doing research
that will result in marketable products, even though the
companies probably tell the scientists to go on doing
what they have been doing but to promise them first
development rights if anything patentable happens to
be discovered. It is also in the interest of the funding
company to keep the results of research secret as long
as possible, at least until the results are patented. This
may delay the publication of research results, whereas
research funded by the National Science Foundation or
the National Instituites of Health has as a condition
timely publication and universal access to the results
of research. In the new situation two graduate
students or two post-doctorals in the same department
may be inhibited from discussing with one another or
from using in teaching what they are are doing in
their research work, in fundamental violation of basic
assumptions about academic freedom. The measure of
research accomplishment will 
<pages>/pp.&nbsp;20-21/</pages>
 be more and
more not the acquisition of new knowledge but
productivity as defined by the companies to whom the
university is accountable.  Almost the first thing the
new President of the University of California, Richard
C. Atkinson, did when he took office in the fall of
1995 was to hire consultants from the corporate world
to advise him on how to make the central
administration more "productive." It is easy to see that
having applied the business-world model of productivity
to his own bailiwick will justify later applying it also to
the teaching and research activities that are the
university's reason for being.</p>

<p>Individual professors in this new kind of university
belong as much or more to international communities
of those working in the same areas as they do to
local research communities within their own
universities. New communication technologies mean
you can stay put in your own university and still be
working on a research project with colleagues from
many countries thousands of miles away. Another
globalizing factor is the constant migration of
professors and students from  one country to another.
This migration is a small-scale version of the
unprecedented migration these days of large groups
from one country to another, as work patterns change.
In one academic year alone (1994-5) I had as
colleagues working under my sponsorship scholars
from Spain, Rumania, Bosnia, Japan, and Switzerland.
Like many of my colleagues I lectured in many
countries, in my case in England, Norway, Italy, the
Netherlands, Denmark, Korea, Taiwan, and the People's
Republic of China. I am uneasily aware that I have
been doing my bit in these two ways to make my
university part of a global organization detached from
its local and national roots.</p>

<p>In a concomitant change, "society" (in the concrete
form of legislators and corporations who give money to
public universities and of trustees who manage and
corporations who support private ones) also no longer
needs the university to transmit national cultural values,
however much such authorities may still pay lipservice
to this traditional role of humanities departments.  The
work of ideological indoctrination and training in
consumerism, it is tacitly understood, can be done
much more effectively by the /21-22/ media, by
newspapers and magazines, by television and cinema.
Moreover, these academic bureaucrats and legislators
are not stupid. After what has happened in humanities
departments from the 1960s on, they now no longer
trust professors of literature to do what they used to
do or even, they might claim, what they are hired to
do. The cat is out of the bag. Whatever the
protestations of those running the universities about
the eternal values embodied in the Western canon, the
news has got through to them that the actual culture
of the United States is multifarious  and multilingual.
Moreover, they know now that you can longer trust
professors to teach Chaucer, Shakespeare, Milton, and
the rest in the old ways. New ways of reading them
have shown that these authors, read from a certain
angle, as professors seem perversely inclined to do
and to teach their students to do, are what some
governing the university consider to be dynamite that
might blow up the social edifice. So the more or less
unconscious strategy is to welcome the selfdestruction
of the traditional literature departments as they shift
to cultural studies and then gradually cut off the
money. In the case of public universities this is done
in the name of financial stringency and the need to
build more prisons and fund welfare programs. In the
case of private universities the attempt to control what
is taught in the humanities is sometimes more direct
and blatant. An example is the $twenty million gift to
the humanities at Yale by Lee Bass, a member of a
wealthy United States oil family. He thought his gift
would entail the right to choose the professors his
money would endow and the curriculum they would
teach. What is most sinister about this dark episode,
from which Yale admirably extricated itself by
ultimately returning the gift, is the possibility that Mr.
Bass's naivet&eacute; was not in assuming that his money
would give him some right to govern the university
but in being so upfront about it. Most such control is
exercised in more tactful, subtle, and indirect ways. In
a related change, professors have less and less
importance as public affairs experts, no doubt because
the media that allow those authorities to speak no
longer have confidence that the ones from within the
university will say what they want to hear, just as
Lee Bass did not trust Yale to make appointments of
which he would approve. The experts on Public
Television panels, for example, are 
<pages>/pp.&nbsp;22-23/</pages>
 more
and more drawn from conservatively funded think
tanks rather than from universities.</p>

<p>Robert Atwell, president of the American Council
on Education,  recently asserted that American
colleges and universities will be leaner and meaner by
the year 2000: ". . . higher education is in its most
dire financial condition since World War II."<noteref rid="note15">15</noteref>
<note id="note15"><no>15</no><p>Robert H. Atwell, "Financial Prospects for Higher Education," Policy Perspectives, The Pew Higher Education Research Program (Sept. 1992), 4:3: Sec. B, 5B.</p></note>

 This will
happen not because universities want to be smaller
and dumber, but because the money supply is being
cut off. The articles discussing this bleak future
recognize that many valuable programs are being
eliminated. During the recession in the early 1990s
faculty in the University of California were told that
state funding would never rise again to the levels of
the 1980s. This could not have been because the state
would never again have enough money to return to
those levels.  California was already in 1995 out of its
recession and becoming prosperous again, with surplus
tax revenues. The annual state budget of the
University of California is creeping back up to the
level it had before the recession. This increase in
funding must not, however, be misunderstood as a
return to the prosperity of the 1980s. The increase is
necessary to support salaries and student aid in the
new down-sized university. Funding for individual
divisions is still sharply down from historic levels.<noteref rid="note16">16</noteref>
<note id="note16"><no>16</no><p>The division of humanities at the University of California at Irvine, for example, suffered $1,215,035 in budget cuts in the years 1992-95. No one seems to expect that support to return. A recent memorandum from the Dean of Humanities at Irvine quotes two recent statements by experts on American higher education in the 1990s. Donald Kennedy, former President of Stanford University, says: "It is inconceivable that our societal commitment to the support of knowledge acquisition will be maintained at historical levels. That circumstance alone signifies that university leaders are facing a period of resource restraint unlike any they&mdash;or their faculties&mdash;have ever experienced" ("Making Choices in the Research University,"Daedalus [Fall 1993], 130). David Breneman, an economist and specialist on higher education, declares that "Higher education is moving into a new era of permanently diminished financial support. . . . The 'comprehensive college or university' may be an educational luxury that can no longer be supported in a meaningful way. . . . Having lost ground in the jockeying for state revenue, colleges and universities will find it hard to increase their share of appropriations. . . . [California's] budgetary prospects continue to be bleak, particularly for higher education. . . . My conclusion is that higher education in California is in a state of emergency" (The first two sentences come from David Breneman, "Higher Education: On a Collision Course with New Realities," Association of Governing Boards of Universities and Colleges, AGB Occasional Paper No. 22, n.d. (but the paper was originally published in 1993 by American Student Assistance), 6, 13. The second two sentences are cited from David W. Breneman, "Sweeping, Painful Changes," The Chronicle of Higher Education, Section 2 [September 8, 1995]). The dean's response to this is to begin discussions of "Possible Academic and/or Administrative Reconfiguration of the School of Humanities." I think the reconfiguration is driven not just by the budget crisis but also by changing priorities resulting from a new definition of the university's mission. That mission will no longer be "knowledge acquisition" but service to the global economy. The study of European languages and literatures, for example, will have a much lower value in the new university, especially in one situated strategically on the Pacific Rim.</p></note>

 Less
than 
<pages>/pp.&nbsp;23-24/</pages>
 one quarter of the total revenue of
the University of California at Irvine in 1994-5 came
from the State of California, whereas 52 percent was
from state funding in 1984-5.<noteref rid="note17">17</noteref>
<note id="note17"><no>17</no><p>UCI News (January 24, 1996), 3.</p></note>

 The assertion that
funding will never rise to the old levels can have
only one meaning. It means that the state of
California, in the form of its governor and legislature,
will not promise to give the old level of funding to
the University of California even when the money
becomes again available. They do not need the old
university anymore enough to pay for it. They do not
need its basic research in the same way. They do not
even need the university for the primary stated
purpose of giving a higher liberal education to all
young citizens of California who have grade averages
in high school above a certain level. The latter
commitment was to some degree  a cover for the
real mission of the university, namely to do Cold War
research.</p>

<p content="pages">
<pages>/pp.&nbsp;24-25/</pages>
</p>

<p>The return of funding now is based on a new
image of the university's mission: to aid the economic
prosperity of the state of California as it becomes a
big player on the global stage. It took those in
charge only five years to figure out a new use for
the university. This change is strikingly clear in recent
statements by Pete Wilson, Governor of California,  and
Richard C. Atkinson, University of California President.
In presenting his proposals for the California 1996-7
budget, Wilson said, "California universities and
colleges have long been revered as the finest
institutions in the world. Like the pioneers,
entrepreneurs, and innovators who made California a
land where any dream is possible, our institutions of
higher learning are carrying on that tradition by
preparing our students to compete and win in the
global marketplace." Atkinson echoed Wilson almost
word for word: "I applaud the governor's recognition
of the important role higher education plays in
preparing a skilled workforce for competition in the
global marketplace and the important role UC plays in
a healthy California economy."<noteref rid="note18">18</noteref>
<note id="note18"><no>18</no><p>Press releases of January 3, 1996.</p></note>

  What, one might ask,
will be the role of literary study in this new
university?</p>

<p>The Department of English and Comparative
Literature at the University of California at Irvine
where I teach is perhaps the strongest department in
the whole university, as measured by the quality of
those who apply to do graduate work, the scholarship
of its faculty, its national ranking, and so on. Its
reward for this accomplishment has been to lose
seven of its senior faculty to the enticements of early
retirement and to have its budget for graduate
fellowships cut back to the point where much smaller
numbers of graduate students can be accepted each
year. It is difficult not to draw the conclusion that the
State of California (in the form of voters, legislators,
and university administrators) does not need what we
have been doing enough to be willing to pay for it.
Our position is weakened, I am bound to say, by the
fact that it is not easy to justify the production of
more and more Ph.D.s in English or Comparative
Literature if there will be fewer and 
<pages>/pp.&nbsp;25-26/</pages>
 fewer
jobs for them. My department is at present a strange
mixture of a traditional English department, a large
component of up-to-date American studies, a
comparative literature program focusing on literary
theory along with Renaissance and post-Enlightenment
European literature, an internationally famous program
in creative writing, a program in English composition,
plus courses in women's studies, cultural studies, film
studies, African-American studies, Native American
studies, postcolonial studies, Chicano/Chicana Studies,
and so on.  It might be difficult to formulate the
unifying rationale for all this or even the rationale for
why it is disunified in just this way. We might be hard
put to it to explain to someone, let us say a state
legislator or a corporation CEO, what it is we do so
well and why we ought to be doing just this and not
some other thing, what good it is for the State of
California and its citizens.</p>

<p>What should we do in this new situation?  First,
we should take stock of these changes and try to
understand them. Second, we must begin to think out
ways to justify to our new constituency what we do in
the humanities.  This will not be at all easy, especially
since corporation executives and officials have probably
had their ideas about the humanities formed by the
attacks in the media on theory, "political corrrectness,"
women's studies, and multiculturalism. We often start
out with two strikes against us. Moreover, many of
these funding sources as well as the university
bureaucrats who govern for them may have a
predisposition to think the humanities are primarily of
use to teach "communication skills." In the new
research university  rapidly coming into being it will
be extremely difficult to justify what we do in the old
way, that is, as the production of new knowledge, the
<emph type="2">Wissenschaft</emph> appropriate in the humanities, as new
knowledge about living things is appropriate in
biology. New knowledge about <emph type="2">Beowulf</emph>, Shakespeare,
Racine, Hugo, or even Emerson, William Carlos
Williams, and Toni Morrison is not useful in the same
way new knowledge about genes is when it leads to
the making of a marketable medicine. Those
corporation officers who will more and more control
the university are  likely  to  say  they admire  the
production  of  new  
<pages>/pp.&nbsp;26-27/</pages>
  knowledge in the
humanities. Their general unwillingness to give money
to support such research indicates that they do not
really mean it.</p>

<p>The product of value we make in the humanities
is discourse of a particular kind: new readings, new
ideas. Nicholas Negroponte argues this forcefully for
the research university in general in a recent essay in
<emph type="2">Wired</emph><noteref rid="note19">19</noteref>
<note id="note19"><no>19</no><p> Negroponte claims that research universities will have a crucial role in the new situation where companies rather than governmental agencies increasingly support universities. The companies will need the universities as the place where new ideas in all fields are developed. Quite correctly he sees that process as expensive in the sense that not all new ideas pan out, but, according to him, the pedagogical mission of the university (producing educated students) will carry that crucial innovative role along: ". . . companies have realized that they cannot afford to do basic research. What better place to outsource that research than to a qualified university and its mix of different people? This is a wake-up call to companies that have ignored universities--sometimes in their own backyards&mdash;as assets. Don't just look for 'well-managed' programs. Look for those populated with young people, preferably from different backgrounds, who love to spin off crazy ideas&mdash;of which only one or two out of a hundred may be winners. A university can afford such a ridiculous ratio of failure to success, since it has another more important product: its graduates" (Wired [January, 1996], 204). What Negroponte says is as true for the humanities as for the sciences, The challenge is to persuade those in charge of the value of new ideas in the humanities. </p></note>.
 Such ideas inaugurate something new, something
unheard of before. Another way to put this is to say
that the university is the place where what really
counts is the ungoverned, the ungovernable. The
ungovernable does not occur all that often. Most of
what goes on in the university is all too easily
governed. In fact it is self-governing, as when we say
a machine has a "governor" that keeps it from running
too fast. It just turns round at a moderate speed and
keeps repeating the same.  Nevertheless, the university
has as its reason for being establishing conditions
propitious to the creation of the ungovernable. Only if
we can persuade the new corporate governors of the
university that this has indispensable utility are we
likely to flourish in the new 
<pages>/pp.&nbsp;27-28/</pages>
 conditions.
Doing that will take much patient thought and
rhetorical skill.<noteref rid="note20">20</noteref>
<note id="note20"><no>20</no><p>This essay is drawn from a book I am finishing entitled, "Black Holes: Literary Study in the Transnational University." The book is dedicated to the memory of Bill Readings, whose posthumous book, The University in Ruins (Cambridge: Harvard University Press, 1996) has greatly influenced my thinking about literary study in the university today.</p></note>

&nbsp;</p>

<p content="pages">
<pages>/p.&nbsp;28/</pages>
</p>

</section>

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