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<TITLE>The Archeology of 'Humanism'</TITLE>
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<AUTHGRP>
<AUTHOR>
<FNAME>Hendrik</FNAME>
<SURNAME>Birus</SURNAME>
<AFF>
<ORGNAME>Universität München</ORGNAME>
<ORGDIV>Institut für Allgemeine und Vergleichende Literaturwissenschaft</ORGDIV>
</AFF>
</AUTHOR>
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<DATE>Surfaces Vol.IV.305 (v.1.0A - 31/12/1994)</DATE>

<PUBFRONT>
<CPYRT>
<CPYRTNME>
<ORGNAME>Copyright for texts published in SURFACES remains the property of authors. However, any further publication should be accompanied by an acknowledgement of SURFACES as the place of initial publication.
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<ISSN>1188-2492</ISSN>

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<ABSTRACT>
<TITLE>ABSTRACT</TITLE>

<P>This essay plots the historical course of the concept of "humanism" as it developed in the Western tradition. Combining analysis with concrete historical research, it compares and contrasts the concept's meanings, discussing the term in modernity and in the Renaissance, down to its early appearances in Cicero's texts. In addition to citing relevant secondary literature, it refers to texts by Heidegger, Marx, Hegel, and Erasmus, among others.</P>
</ABSTRACT>


<ABSTRACT>
<TITLE>RÉSUMÉ</TITLE>

<P>L'auteur retrace le parcours historique du concept d'humanisme tel qu'il s'est développé dans la tradition occidentale. Combinant une approche analytique avec les données d'une recherche textuelle, il compare et contraste les diverses significations que prend le terme dans l'usage de la modernité, de la Renaissance et de l'époque classique romaine.Citant des auteurs tels Cicéron, Erasmus, Heidegger, Marx et Hegel, il fait aussi référence, pour étoffer son historique, à des textes périphériques.</P>
</ABSTRACT>
</FRONT>


<BODY>
<CHAPTER>
<EPIGRAPH><P>Comment redonner un sens au mot <EMPH TYPE="2">Humanisme</EMPH>?</P>
<P>Heidegger, <EMPH TYPE="2">Letter on 'Humanism'</EMPH></P></EPIGRAPH>

<SECTION>
<TITLE>I<NOTEREF RID="note1">1</NOTEREF><NOTE ID="note1"><NO>1</NO><P>I would like to thank Nicolas Rennie and Ruth Kluger for their help in preparing the English version of this paper, and Franz Joseph Worstbrock and Hillis Miller for their productive comments.</P></NOTE></TITLE>

<P>Why am I somewhat uneasy with the idea of an "International Center for Humanistic Discourses" and with its convincing initial questions: "What is to be understood by 'humanistic' or is this still a usable term? How can we determine whether there is a humanistic discourse or humanistic discourses?" And why am I at the same time convinced of the urgency of these questions? The discrepancy stems from my own background and a sense of déjà vu: brought up in East Germany, I first encountered the concept of humanism in such combinations as "socialist humanism" and "socialism's humanistic image of man." In 1968 "humanistic values" advanced to a firm place in the language of the <EMPH TYPE="2">Constitution of the German Democratic Republic.</EMPH><NOTEREF RID="note2">2</NOTEREF><NOTE ID="note2"><NO>2</NO><P>Article 18, paragraph 1: "Socialist national culture is fundamental to socialist society. The German Democratic Republic promotes and protects socialist culture, which serves peace, <EMPH TYPE="2">humanism</EMPH> and the development of a socialist community. It opposes imperialist anti-culture [<EMPH TYPE="2">Unkultur</EMPH>], which serves psychological warmongering and the devaluation of man. Socialist society promotes a culturally rich life for the productively engaged, cultivates all <EMPH TYPE="2">humanistic</EMPH> values of the national cultural heritage and of world culture and developes socialist national culture as an endowment belonging to the people as a whole." (My italics.)</P>
</NOTE> Reformers within the Soviet system then went on to demand "Socialism with a human face" which gave rise to a certain political optimism; but from a theoretical point of view "humanistic Marxism," suddenly popular in Eastern <PAGES>/pp. 5-6/</PAGES> and Western Europe alike, had little or nothing to offer &mdash; even Althusser's "theoretical anti-humanism"<NOTEREF RID="note3">3</NOTEREF><NOTE ID="note3"><NO>3 </NO><P>Louis Althusser, <EMPH TYPE="2">For Marx</EMPH>, transl. by Ben Brewster, London: Allen Lane The Penguin Press 1969, 229-231.</P>
</NOTE>
 seemed preferable.</P>

<P>The very first text of Heidegger's which I happened to read after my escape to the West &mdash; his <EMPH TYPE="2">Letter on 'Humanism' </EMPH>(1946)<NOTEREF RID="note4">4</NOTEREF><NOTE ID="note4 "><NO>4 </NO><P>I quote here and below from: Martin Heidegger,<EMPH TYPE="2"> Wegmarken</EMPH> (<EMPH TYPE="2">Gesamtausgabe</EMPH> I, Vol. 9), ed. by Friedrich-Wilhelm von Herrmann, Frankfurt a. M.: Klostermann, 1976, 313-64 (figures in parentheses indicate page numbers).</P>
</NOTE> &mdash; taught me that there is more than empty phrases to the relationship between "humanism" and Marxism. For it is no accident that Heidegger begins with Marx (319), though he departs from this starting point almost immediately, for a brief glance at "Christian humanism" and lands with a giant step in the age of the Roman Republic (320). The common ground that Heidegger finds in all these humanisms is "'the concern [<EMPH TYPE="2">Sorge</EMPH>]' [...] that man be drawn back into his essence [<EMPH TYPE="2">Wesen</EMPH>]; for that is humanism: care and concern that man be human rather than 'inhuman,' which is to say outside his own essence. But what constitutes man's humanity?" Marxian humanism finds it in the identity between natural man and social man, Christian humanism in <EMPH TYPE="2">humanitas</EMPH> as opposed to <EMPH TYPE="2">deitas</EMPH>, Roman humanism in the contrast between <EMPH TYPE="2">homo humanus</EMPH> and <EMPH TYPE="2">homo barbarus</EMPH> (319f.).</P>

<P>Here Heidegger simply follows classical philologists like Werner Jaeger,<NOTEREF RID="note5">5</NOTEREF><NOTE ID="note5"><NO>5</NO><P>Cf. Werner Jaeger, "Die geistige Gegenwart der Antike," in: <EMPH TYPE="2">Die Antike</EMPH> 5 (1929), 167-186, here p. 178; August Buck still held this opinion in: <EMPH TYPE="2">Humanismus. Seine europ&auml;ische Entwicklung in Dokumenten und Darstellungen</EMPH>, Freiburg, M&uuml;nchen: Alber 1987, 13-34, and quotes parallel passages from Otto Regenbogen and Karl B&uuml;chner in: ibid., 479.</P>
</NOTE>
 when he locates a "first humanism" in ancient Rome &mdash; thus departing from the usual textbook pattern: <PAGES>/pp. 6-7/</PAGES> "humanism" in the Renaissance; "neo-humanism"<NOTEREF RID="note6">6</NOTEREF><NOTE ID="note6"><NO>6</NO><P><EMPH TYPE="2">Der gelehrte Unterricht im Zeichen des Neuhumanismus. 1740-1892</EMPH> is the title of vol. 2 of Friedrich Paulsen, <EMPH TYPE="2">Geschichte des gelehrten Unterrichts auf den deutschen Schulen und Universit&auml;ten vom Ausgang des Mittelalters bis zur Gegenwart. Mit besonderer R&uuml;cksicht auf den klassischen Unterricht</EMPH>, 2nd rev. ed.,  Leipzig: Veit 1897 (11885); for Paulsen, the zenith of "neo-humanismus" was between 1790 and 1840 (cf. t. 2, vol. 5).</P>
</NOTE> in the philohellenism of the 18th and 19th centuries; and, in some cases, a "third humanism"<NOTEREF RID="note7">7</NOTEREF><NOTE ID="note7"><NO>7</NO><P>Cf. Lothar Helbling [i.e. Wolfgang Frommel], <EMPH TYPE="2">Der dritte Humanismus</EMPH>, Leipzig, 1932.</P>
</NOTE> in the 1920s and 30s. Fundamental to Roman humanism, Heidegger suggests, was the elevation and ennoblement of "<EMPH TYPE="2">virtus</EMPH> [...] through the 'incorporation' of <EMPH TYPE="2">paideia</EMPH> adopted from the Greeks" in the form of "eruditio et institutio in bonas artes"; further on Heidegger calls this process "translation." Renaissance humanism, he indicates, only repeated this process, but the "inhuman" element was now the "supposed barbarism of Gothic medieval scholasticism." He continues: "Humanism, understood historically, must always include a <EMPH TYPE="2">studium humanitatis</EMPH>, which specifically recalls the culture of antiquity and thus invariably turns into a revival of ancient Greece." It must be noted that Heidegger is speaking here of the "late Greek antiquity," and then only as witnessed from a Roman perspective (320).</P>

<P>As Heidegger concedes, however, "humanism" can also be understood more broadly as an "endeavor to render man free for &mdash; and to find dignity in &mdash; his humanity [<EMPH TYPE="2">Menschlichkeit</EMPH>]." In this sense, "Marxian humanism" has no more need of taking its clue from antiquity than do Christian humanism or the "humanism with which Sartre identifies existentialism" (321). But to whatever degree all these humanisms may differ, for Heidegger they have one common denominator:</P>

<P>In its first, i.e. Roman, form, and in all its other forms up to the present, humanism presupposes that there is a <PAGES>/pp. 7-8/</PAGES> general essence of man. Man appears always as <EMPH TYPE="2">animal rationale</EMPH>. This definition [<EMPH TYPE="2">Bestimmung</EMPH>] is not simply the Latin translation of the Greek <EMPH TYPE="2">zöon logon exon</EMPH>, but rather a metaphysical interpretation. This is not an incorrect definition of man's essence. It is determined, however, by metaphysics. (322)</P>

<P>The young Marx's "<EMPH TYPE="2">positive</EMPH> humanism"<NOTEREF RID="note8">8</NOTEREF><NOTE ID="note8"><NO>8</NO><P>Karl Marx, "Economic and Philosophic Manuscripts," in: <EMPH TYPE="2">Writings of the Young Marx on Philosophy and Society</EMPH>, transl. and ed. by Loyd D. Easton and Kurt H. Guddat, Garden City, New York: Doubleday 1967 (= Anchor Books 583), 283-337, here 331.</P>
</NOTE> provides a particularly revealing example of this inner connection between humanism and the metaphysical interpretation of man. For his point of departure is a definition of "<EMPH TYPE="2">Communism</EMPH> [...] as the actual <EMPH TYPE="2">appropriation of the human</EMPH> essence through and for man":</P>

<P>This communism as completed naturalism is humanism, as completed humanism it is naturalism. It is the <EMPH TYPE="2">genuine</EMPH> resolution of the antagonism between man and nature and between man and man; it is the true resolution of the conflict between existence and essence, objectification and self-affirmation, freedom and necessity, individual and species. It is the riddle of history solved and knows itself as this solution. [...] Only here has the <EMPH TYPE="2">natural</EMPH> existence of man become his <EMPH TYPE="2">human</EMPH> existence and nature become human. Thus <EMPH TYPE="2">society</EMPH> is the completed, essential unity of man with nature, the true resurrection of nature, the fulfilled naturalism of man and humanism of nature.<NOTEREF RID="note9">9</NOTEREF><NOTE ID="note9"><NO>9</NO><P>Ibid., 304 and 306.</P>
</NOTE></P>

<P>By transcending this "ontology of man,"<NOTEREF RID="note10">10</NOTEREF><NOTE ID="note10"><NO>10</NO><P>The apt formulation is Herbert Marcuse's in his early article "&Uuml;ber die philosophischen Grundlagen des wirtschaftswissenschaftlichen Arbeitsbegriffs," in: H. Marcuse, <EMPH TYPE="2">Kultur und Gesellschaft II</EMPH>, Frankfurt a.M.: Suhrkamp 1965 (= edition suhrkamp 135), 7-48, here 27.</P>
</NOTE> with its origin in the notion of man as "a <EMPH TYPE="2">human</EMPH> natural being" and its "<EMPH TYPE="2">human</EMPH> <PAGES>/pp. 8-9/</PAGES> sensibility,"<NOTEREF RID="note11">11</NOTEREF><NOTE ID="note11"><NO>11</NO><P>Marx, "Economic and Philosophic Manuscripts," loc. cit., 326.</P>
</NOTE> Marx logically proceeded to sacrifice the term "humanism," retaining it only as a term of derision for his former Young Hegelian companions.<NOTEREF RID="note12">12</NOTEREF><NOTE ID="note12"><NO>12</NO><P>Cf. Walter R&uuml;egg, "Zur Vorgeschichte des marxistischen Humanismusbegriffs," in: R&uuml;egg, <EMPH TYPE="2">Anst&ouml;&szlig;e. Aufs&auml;tze und Vortr&auml;ge zur dialogischen Lebensform</EMPH>, Frankfurt a.M.: Metzner 1973, 181-197 and 337-339, esp. 196f.</P>
</NOTE> Shall we follow his example?</P>
</SECTION>
</CHAPTER>

<CHAPTER>
<SECTION>
<TITLE>II</TITLE>

<P>Heidegger does come to this conclusion in his <EMPH TYPE="2">Letter on 'Humanism'</EMPH> when he considers "destabilizing the term 'humanism' in a way that would render the <EMPH TYPE="2">humanitas</EMPH> of the <EMPH TYPE="2">homo humanus</EMPH> and the grounding of this <EMPH TYPE="2">humanitas</EMPH> suspect" (346). Indeed, he is convinced that all such "designations are immediately and inevitably misleading" (357). Hence his cautious answer to Jean Beaufret's question, how to restore meaning to the word <EMPH TYPE="2">humanism</EMPH>: "Inherent in this question is the intention to retain the word <EMPH TYPE="2">humanism</EMPH>. I wonder whether this is necessary" (315). And even more fundamentally: "Your question on the one hand presumes that you want to retain the word <EMPH TYPE="2">humanism</EMPH>, and on the other hand admits that this word has lost its meaning" (344f.). Not that the word "humanism" is "entirely without meaning and simply a <EMPH TYPE="2">flatus vocis</EMPH>":</P>

<P>Verbally <EMPH TYPE="2">humanum</EMPH> refers to <EMPH TYPE="2">humanitas</EMPH>, man's essence. The suffix <EMPH TYPE="2">-ism</EMPH> indicates that man's essence wants to be understood as essential. This is the meaning of the word <EMPH TYPE="2">humanism </EMPH>as a word. To restore meaning to the concept is equivalent to redefining [<EMPH TYPE="2">wiederbestimmen</EMPH>] the meaning of the word. (345)</P>
<P><PAGES>/pp. 9-10/</PAGES></P>
<P>If we forego such etymological speculations and instead seriously investigate the possibility, opened up by Heidegger himself, of "restoring a historical meaning to the word <EMPH TYPE="2">humanism</EMPH>" (ibid.), we arrive at an astonishing result. A study of the word's usage through history does not lead to the Renaissance, let alone to the Romans or even earlier times.<NOTEREF RID="note13">13</NOTEREF><NOTE ID="note13"><NO>13</NO><P>Cf. the articles 'Humaniora' (D. Klemenz), 'Humanismus, Humanit&auml;t' (I. Pape) and 'Humanitas' (R. Rieks) in: Joachim Ritter (ed.), <EMPH TYPE="2">Historisches W&ouml;rterbuch der Philosophie</EMPH>, vol. 3, Stuttgart: Schwabe 1974, col. 1216f., 1217-1230 and 1231f., and 'Menschheit, Humanit&auml;t, Humanismus' (Hans Erich B&ouml;deker), in: Otto Brunner, Werner Conze, Reinhart Koselleck (eds.), <EMPH TYPE="2">Geschichtliche Grundbegriffe. Historisches Lexikon zur politisch-sozialen Sprache in Deutschland</EMPH>, vol. 3, Stuttgart: Klett-Cotta 1982, 1063-1128. The articles 'Humanism,' 'Humanist,' and 'Humanistic' in the <EMPH TYPE="2">Oxford English Dictionary</EMPH>, vol. 5, Oxford: Clarendon Press 1933 (repr. 1961), 444, confirm &mdash; with some delay &mdash; the following reconstruction of the history of these concepts. On the other hand, Nicola Abbagnano's article 'Humanism' (transl. by Nino Langiulli) in the <EMPH TYPE="2">Encyclopedia of Philosophy</EMPH>, ed. by Paul Edwards, vol. 4, New York, London: Macmillan and Collier Macmillan 1967 (repr. 1972), 69-72, is a summary of all traditional prejudices about this topic.</P>
</NOTE> Neither the <EMPH TYPE="2">Thesaurus Linguae Latinae</EMPH> nor Du Cange's <EMPH TYPE="2">Glossarium Mediae et Infimae Latinitatis</EMPH> supply the entries <EMPH TYPE="2">humanismus</EMPH> or <EMPH TYPE="2">humanista</EMPH>. As late as the early writings of Marx, the literature of the 14th and 15th centuries was never called "humanism"; this label only began to gain currency rapidly with Georg Voigt's <EMPH TYPE="2">The Revival of Classical Antiquity or the First Century of Humanism</EMPH> (1859).<NOTEREF RID="note14">14</NOTEREF><NOTE ID="note14"><NO>14</NO><P>Georg Voigt, <EMPH TYPE="2">Die Wiederbelebung des classischen Alterthums oder das erste Jahrhundert des Humanismus, </EMPH>2 vols., Berlin: Reimer 1859, 1880f. Karl Hagen preceded him in using the term "humanism" in his book <EMPH TYPE="2">Deutschlands literarische und religi&ouml;se Verh&auml;ltnisse im Reformationszeitalter. Mit besonderer R&uuml;cksicht auf Wilibald Pirkheimer</EMPH>, 3 vols., Erlangen: Palm 1841-1844, vol. 1, 79 and passim. </P></NOTE>The concept "humanism" became popular among the Young Hegelians<NOTEREF RID="note15">15</NOTEREF><NOTE ID="note15"><NO>15</NO><P>For an account of the concept of 'humanism' as a creation of the 19th century, cf. the 'Introduction' to Walter R&uuml;egg, <EMPH TYPE="2">Cicero und der Humanismus. Formale Untersuchungen &uuml;ber Petrarca und Erasmus</EMPH>, Z&uuml;rich: Rhein-Verlag 1946, 1-6; for specific reference to the Young Hegelian background, cf. Lothar Koch, <EMPH TYPE="2">Humanistischer Atheismus und gesellschaftliches Engagement. Bruno Bauers "Kritische Kritik"</EMPH>, Stuttgart, Berlin, K&ouml;ln, Mainz: Kohlhammer 1971.</P>
</NOTE> with <PAGES>/pp. 10-11/</PAGES> Arnold Ruge's discussion of the <EMPH TYPE="2">Complete Works</EMPH> of Wilhelm Heinse in the <EMPH TYPE="2">Hallische Jahrbücher</EMPH> 1840. Ruge used the term "humanism" to designate the post-1770 enthusiasm for antiquity and the cult of genius and equated the term with "secularism," "liberation" and "enlightenment,"<NOTEREF RID="note16">16</NOTEREF><NOTE ID="note16"><NO>16</NO><P>Arnold Ruge, <EMPH TYPE="2">S&auml;mtliche Werke</EMPH>, vol. 3, 319f. (quoted after R&uuml;egg, "Zur Vorgeschichte des marxistischen Humanismusbegriffs," loc. cit., 186-188).</P>
</NOTE>
 and, a little later, even with "democratism."<NOTEREF RID="note17">17</NOTEREF><NOTE ID="note17"><NO>17</NO><P>So in his polemical review essay on Ernst Moritz Arndt, <EMPH TYPE="2">Erinnerungen</EMPH>, in: ibid., vol. 2, 90.</P></NOTE> Ultimately he joined Feuerbach in celebrating "humanism" as "Christianity fulfilled," as "the non-transcendental religion [<EMPH TYPE="2">die Religion des Diesseits</EMPH>], the culture of Truth and of the Idea."<NOTEREF RID="note18">18</NOTEREF><NOTE ID="note18"><NO>18</NO><P>So in the article "Was wird aus der Religion?" (1841), in: ibid., vol. 4, 222. On Moses Hess' und Karl Marx's radicalization of this concept of humanism cf. R&uuml;egg, "Zur Vorgeschichte des marxistischen Humanismusbegriffs," loc. cit., 189-196.</P>
</NOTE>
 Here we recall Hegel, who, though he does not use the word "humanism," does present Goethean <EMPH TYPE="2">Humanus</EMPH> (from the fragmentary epic <EMPH TYPE="2">Die Geheimnisse</EMPH>, v. 245f.) as the "new saint" of post-romantic art. He embodies</P>

<P>the depths and heights of the human heart as such, mankind in its joys and sorrows, its strivings, deeds, and fates [...] [It is] the human spirit [...] selfdetermining and considering, meditating, and expressing the infinity of its feelings and situations: nothing that can be living in the human breast is alien to that spirit any more.<NOTEREF RID="note19">19</NOTEREF><NOTE ID="note19"><NO>19</NO><P>G. W. F. Hegel, <EMPH TYPE="2">Aesthetics. Lectures on Fine Art</EMPH>, transl. by T. M. Knox, 2 vols., Oxford: Clarendon Press 1975, vol. 1, p. 607; Hegel writes elsewhere: "the hero of such an epic would be the spirit of man, <EMPH TYPE="2">Humanus</EMPH>, which educates and lifts itself out of a dullness of consciousness into world history" (ibid., vol. 2, 1064 &mdash; translation slightly altered).</P>
</NOTE></P>


<P><PAGES>/pp. 11-12/</PAGES> </P>
<P>With Hegel we have come very close to the first appearance of the term "humanism," in a work entitled <EMPH TYPE="2">The Dispute between Philanthropinism and Humanism in the Educational Theory of our Time</EMPH><NOTEREF RID="note20">20</NOTEREF><NOTE ID="note20"><NO>20</NO><P><EMPH TYPE="2">Der Streit des Philanthropinismus und Humanismus in der Theorie des Erziehungsunterrichts unserer Zeit</EMPH>, Jena: Frommann 1808; repr. in: Friedrich Immanuel Niethammer, <EMPH TYPE="2">Philanthropinismus</EMPH> &mdash; <EMPH TYPE="2">Humanismus. Texte zur Schulreform</EMPH>, ed. by Werner Hillebrecht, Weinheim, Berlin, Basel: Beltz 1968 (= Kleine P&auml;dagogische Texte, Bd. 29), 79-445 (quoted after the original pagination). The word <EMPH TYPE="2">humanism</EMPH> in a colloquial sense can be found as early as: Johann Friedrich Abegg, <EMPH TYPE="2">Reisetagebuch von 1798</EMPH>, ed. by Walter and Jolanda Abegg in collaboration with Zwi Batscha, Frankfurt a.M.: Insel 1976, 236 (cf. B&ouml;deker's. "Menschheit, Humanit&auml;t, Humanismus," loc. cit., 1121).</P>
</NOTE> written by Friedrich Immanuel Niethammer (1766-1848), the philosopher and Bavarian educational reformer and friend of Schiller, Fichte, Schelling, and Hegel. <EMPH TYPE="2">Philanthropinism</EMPH> was the educational system of the Enlightenment with its scant regard for the ancient languages and its demand for school programs that were of "practical" use (14-16). "<EMPH TYPE="2">Humanism</EMPH>, as opposed to <EMPH TYPE="2">Philanthropinism</EMPH>, defends man's spiritual nature in its autonomy, its independence from the material world, and thus asserts something that is very true" (72), writes Niethammer. At the same time, however, he concedes that humanism "cannot be declared altogether innocent of one-sidedness and exaggeration &mdash; for all the dignity and loftiness of its views on man's being and destiny, and despite the excellence of the demands it makes of man's education and cultivation" (39):</P>

<P>Humanism demands "that only man's mind be educated and trained; that no time be wasted on bodily exercise; and that mental exercise concentrate entirely on spiritual matters, on the sacred ideas that are alone of enduring, eternal value; that no consideration be given to material objects of the visible, transitory world, etc." Thus, Humanism renders itself [...] undeniably guilty of a one-sidedness that results necessarily from a fundamental imbalance; and it should <PAGES>/pp. 12-13/</PAGES> come as no surprise if, in the judgment of judicious men of the world, it proves vulnerable to all those accusations that we have shown above [...]: the accusations of exaggeration, enthusiasm and a lack of reality [<EMPH TYPE="2">Weltkenntniß</EMPH>] etc. (44)</P>

<P>It is no wonder then that, while Niethammer clearly prefers "humanism" to "philanthropinism," he nonetheless demands "that the two opposed educational systems be united"(66). In his use of the appellation "humanism" &mdash; which he occasionally goes so far as to term a "sectarian designation" (90) &mdash; Niethammer stresses above all the relation "to all of earlier pedagogy, whose fundamental quality was to nurture the <EMPH TYPE="2">humanity</EMPH> rather than the <EMPH TYPE="2">animality</EMPH> of the pupil" (8).<NOTEREF RID="note21">21</NOTEREF><NOTE ID="note21"><NO>21</NO><P>Animality here is explicitly used as a negative foil for "humanism" und thus could serve as evidence for Heidegger's thesis: "Metaphysics thinks of man from the perspective of <EMPH TYPE="2">animalitas</EMPH> even when one doesn't equal man and animal, but allows for a specific difference between them" (<EMPH TYPE="2">Brief &uuml;ber den 'Humanismus'</EMPH>, a.a.O., 323).</P>
</NOTE>
 In addition to this principal source of the notion of "humanity," one that his generation inherited mainly from Herder, Niethammer concedes a genealogical link to the "study of the socalled <EMPH TYPE="2">Humaniora</EMPH>" (8), i.e. to the <EMPH TYPE="2">studia humanitatis</EMPH> which, since the 17th century, have progressively acquired the name <EMPH TYPE="2">studia humaniora</EMPH>.</P>
</SECTION>
</CHAPTER>

<CHAPTER>
<SECTION>
<TITLE>III</TITLE>

<P>The origin of the designations <EMPH TYPE="2">humanist</EMPH> and <EMPH TYPE="2">humanistic</EMPH> lay in the context of these <EMPH TYPE="2">studia humanitatis</EMPH>, which had developed since the end of the 14th century into a canon of scholarly disciplines: grammar, rhetoric, history, poetry and moral philosophy; "and the study of each of these subjects also encompassed the reading and interpretation of standard ancient writers in Latin and, to a lesser extent, in Greek."<NOTEREF RID="note22">22</NOTEREF><NOTE ID="note22"><NO>22</NO><P>Paul Oskar Kristeller, "The Humanist Movement," in: Kristeller, <EMPH TYPE="2">Renaissance Thought [I]: The Classic, Scholastic, and Humanist Strains. A revised and enlarged edition of "The Classics and Renaissance Thought," </EMPH>New York, Hagerstown, San Francisco, London: Harper & Row 1961, 3-23, here 9f.; cf. also August Buck, "Die 'studia humanitatis' im italienischen Humanismus," in: <EMPH TYPE="2">Studien zu Humanismus und Renaissance. Gesammelte Aufs&auml;tze aus den Jahren 1981-1990</EMPH>, ed. by Bodo Guthm&uuml;ller, Karl Kohut and Oskar Roth, Wiesbaden: Harrassowitz 1991 (= Wolfenb&uuml;tteler Abhandlungen zur Renaissanceforschung, vol. 11), 103-119.</P>
</NOTE> Although not to be found in any Latin dictio<PAGES>/pp. 13-14/</PAGES> nary, 21 (mostly obscure) appearances of the word <EMPH TYPE="2">(h)umanista</EMPH> have been gathered from 16th-century texts,<NOTEREF RID="note23">23</NOTEREF><NOTE ID="note23"><NO>23</NO><P>Cf. Augusto Campana, "The Origin of the Word 'Humanist'," in: <EMPH TYPE="2">Journal of the Warburg and Courtauld Institute</EMPH> 9 (1946), 60-73, and Paul F. Grendler, "The Concept of Humanist in Cinquecento Italy," in: <EMPH TYPE="2">Renaissance: Studies in Honor of Hans Baron</EMPH>, ed. by Anthony Molho and John A. Tedeschi, Dekalb, Ill.: Northern Illinois Press 1971, 445-463.</P>
</NOTE>
 examples that point in a direction quite different from the one suggested by Heidegger's speculations. Witness Campana, a Renaissance scholar:</P>

<P>The primary sense of the word clearly connected it [...] not with <EMPH TYPE="2">humanitas</EMPH> in general, but with <EMPH TYPE="2">humanitas </EMPH>&mdash; <EMPH TYPE="2">umanità</EMPH> in the strict and technical application to Renaissance schools. [...] The links are not found in the realm of abstract ideas, but only in the humbler field of school life and terminology; they lead through the restricted, practical, workmanlike region in which the word stands as a name for a tutorial chair or a certain phase in the classical syllabus of Renaissance schools. Reduced to the precise and concrete limits of a linguistic analysis, the etymological link between <EMPH TYPE="2">umanista</EMPH> and <EMPH TYPE="2">humanitas</EMPH> loses its vagueness and gains solid reality in the social framework of the period.<NOTEREF RID="note24">24</NOTEREF><NOTE ID="note24"><NO>24</NO><P>Campana, "The Origin of the Word 'Humanism'," loc. cit., 67 and 69; cf. also Paul Oskar Kristeller, "Humanism and Scholasticism in the Italian Renaissance," in: Kristeller, <EMPH TYPE="2">Renaissance Thought [I]</EMPH>, loc. cit., 92-119, here 111, and "The Moral Thought of Renaissance Humanism," in: Kristeller, <EMPH TYPE="2">Renaissance Thought II: Papers on Humanism and the Arts</EMPH>, New York, Evanston, London: Harper & Row 1965, 20-68, here 24f.</P>
</NOTE>   <PAGES>/pp. 14-15/</PAGES></P>

<P>And now Kristeller on the same subject:</P>

<P>It is true that many Renaissance humanists cherished the ideal of a universally educated person, and the humanist Vives designed an encyclopedia of learning on humanist rather than scholastic principles. It is also true that many humanists, or scholars with a humanist training, had strong interests in other subjects besides the humanities, and made significant contributions to these subjects. Yet it is important to realize that the professional home territory of the humanists was a well-defined and limited cycle of studies, which included a certain group of disciplines and excluded others.<NOTEREF RID="note25">25</NOTEREF><NOTE ID="note25"><NO>25</NO><P>Paul Oskar Kristeller, "The Medieval Antecedents of Renaissance Humanism,", in: Kristeller, <EMPH TYPE="2">Eight Philosophers of the Italian Renaissance</EMPH>, Stanford: Stanford University Press 1964 (repr. 1966), 147-165, here 150.</P>
</NOTE>
</P>

<P>Yet already in the <EMPH TYPE="2">Epistolae obscurorum virorum</EMPH> (1515) &mdash; to be sure, expressed in medieval "kitchen Latin" and therefore not unambiguously &mdash; the designation <EMPH TYPE="2">humanista</EMPH> was subject to a revalorization.<NOTEREF RID="note26">26</NOTEREF><NOTE ID="note26"><NO>26</NO><P>Cf. Campana, "The Origin of the Word 'Humanist'," loc. cit., 69f.</P>
</NOTE> It became part of the aura that surrounded the concept of <EMPH TYPE="2">humanitas</EMPH>, which had played a key role among Petrarch's successors, who themselves followed in the footsteps of Cicero. Cicero used the term, which first appeared in the <EMPH TYPE="2">Rhetorica ad Herennium</EMPH> (ca. 84/83 B.C.),<NOTEREF RID="note27">27</NOTEREF><NOTE ID="note27"><NO>27</NO><P>Here in the sense of "kind, humane behavior" (cf. ibid. II, xvi, 24, xvii, 26, xxxi, 50; IV, viii, 12).</P>
</NOTE> in the sense of "human nature," as opposed to "bestiality" (<EMPH TYPE="2">De officiis</EMPH> III, vi, 32). But beyond this narrow meaning he gave it the broader range of:</P>

<P>ethical and intellectual education, human noble-mindedness, dignity and nobility of the human spirit, honor, wit, taste, humor, grace, elegance, subtlety, spirit, culture, <PAGES>/pp. 15-16/</PAGES> education, urbanity, inner equilibrium, friendliness, kindness, leniency, philanthropy, hospitality, generosity, liberality.<NOTEREF RID="note28">28</NOTEREF><NOTE ID="note28"><NO>28</NO><P>Rieks, "Humanitas," loc cit., col. 1231 ; cf. Rieks, <EMPH TYPE="2">Homo, Humanus, Humanitas. Zur Humanit&auml;t in der lateinischen Literatur des ersten nachchristlichen Jahrhunderts</EMPH>, M&uuml;nchen: Fink 1967.</P>
</NOTE>
</P>

<P>Above all: "appellari ceteros homines, esse solos eos, qui essent politi propriis humanitatis artibus" (<EMPH TYPE="2">De re publica</EMPH> I, xvii, 28).<NOTEREF RID="note29">29</NOTEREF><NOTE ID="note29"><NO>29</NO><P>[...]though others may be called men, only those are men who are perfected in the arts appropriate to humanity" (Cicero, <EMPH TYPE="2">De Re Publica. De Legibus</EMPH>, transl. by Clinton Walter Keyes, Cambridge, Mass., London: Harvard University Press and William Heinemann 1928, repr. 1966).</P>
</NOTE> "Thus, not all men are <EMPH TYPE="2">humani</EMPH> or demonstrate <EMPH TYPE="2">humanitas</EMPH>. Only in the civilization of the Roman Empire and its social order does <EMPH TYPE="2">humanitas</EMPH> count as an educational value and socio-ethical virtue. Those who live outside the Empire are not yet fully 'human,' they are 'barbarians'."<NOTEREF RID="note30">30</NOTEREF><NOTE ID="note30"><NO>30</NO><P>B&ouml;deker, "Menschheit, Humanit&auml;t, Humanismus," loc. cit., 1065.</P>
</NOTE>
 Two hundred years later Aulus Gellius highlighted the fact that the 'Ancients' &mdash; he names Varro and Cicero &mdash; had used <EMPH TYPE="2">humanitas</EMPH> not simply in the sense of <EMPH TYPE="2">philanthropia</EMPH> but also of <EMPH TYPE="2">paideia</EMPH>.<NOTEREF RID="note31">31</NOTEREF><NOTE ID="note31"><NO>31</NO><P>A. Gellius, <EMPH TYPE="2">Noctes Atticae</EMPH>, ed. P. K. Marshall, 2 vols., Oxford: Clarendon Press 1968 (reissued with corrections 1990), XIII, xvii; this is the passage which Heidegger does not explicitly refer to, supporting his corresponding thesis in his <EMPH TYPE="2">Brief &uuml;ber den 'Humanismus'</EMPH>, a.a.O., 319f. (cf. supra p. 2f.). Where Niethammer postulates an opposition between the terms <EMPH TYPE="2">humanism</EMPH> and <EMPH TYPE="2">philanthropinism</EMPH>, Gellius sees the terms <EMPH TYPE="2">humanitas</EMPH> and <EMPH TYPE="2">philanthropia</EMPH> as synonymous. This should service a warning against an unhistorical use of such concepts.</P>
</NOTE></P>
<P><EMPH TYPE="2">Humanitas</EMPH>, then, had been used in medieval Christianity mainly to mean "frail, mortal human nature," as opposed to the <EMPH TYPE="2">divinitas</EMPH> of God. By contrast, shortly after 1400, Coluccio <PAGES>/pp. 16-17/</PAGES> Salutati and Leonardo Bruni Aretino once again referred directly to Cicero, adopting his term <EMPH TYPE="2">studia humanitatis</EMPH> (<EMPH TYPE="2">Pro Murena</EMPH> xxix, 61; and <EMPH TYPE="2">Pro Caelio</EMPH> x, 24) as the code word for their own endeavors: "humanitatis studia nuncupantur, quod homines perficiant atque exornent."<NOTEREF RID="note32">32</NOTEREF><NOTE ID="note32"><NO>32</NO><P>Leonardo Bruni Aretino to Leonardo Nicolao, in: <EMPH TYPE="2">Aretini Epistolarum Libri VI</EMPH>, ed. Laurentio Mehus, Florence 1741, vol. 2, 49; cf. B&ouml;deker, "Menschheit, Humanit&auml;t, Humanismus," loc. cit., 1069f.</P>
</NOTE> But just as Marx, four centuries later, was to conflate "completed humanism" with "completed naturalism,"<NOTEREF RID="note33">33</NOTEREF><NOTE ID="note33"><NO>33</NO><P>Cf. supra 3f.</P>
</NOTE> so in fifteenth-century Humanism the emphasis on man's divine origins and his similarity to God increasingly weakened the antithesis between <EMPH TYPE="2">humanitas</EMPH> and <EMPH TYPE="2">divinitas</EMPH>. Thus, according to Pico della Mirandola, it was precisely in the ascent from <EMPH TYPE="2">feritas</EMPH> over <EMPH TYPE="2">humanitas</EMPH> to <EMPH TYPE="2">divinitas</EMPH> that man fulfilled his destiny.<NOTEREF RID="note34">34</NOTEREF><NOTE ID="note34"><NO>34</NO><P>Cf. B&ouml;deker, "Menschheit, Humanit&auml;t, Humanismus," loc. cit., 1069.</P>
</NOTE> In this sense, and particularly in opposition to Luther, Erasmus of Rotterdam used the term <EMPH TYPE="2">humanitas</EMPH> to stress man's autonomy before God, which he saw expressed in the development of all man's natural faculties and in exemplary social behavior. Literary studies were to play a central role: "Bonae litterae homines reddunt."<NOTEREF RID="note35">35</NOTEREF><NOTE ID="note35"><NO>35</NO><P>Desiderius Erasmus Roterodamus, <EMPH TYPE="2">Querela Pacis</EMPH> (1517/1529), in: Erasmus, <EMPH TYPE="2">Opera Omnia</EMPH>, vol. 4/2, ed. O. Herding, Amsterdam, Oxford: North-Holland Publishing Company 1977, 66.</P>
</NOTE> Yet this emphasis on literary studies had its price:</P>

<P>By their nature, the <EMPH TYPE="2">studia humanitatis</EMPH> presuppose a high degree of education with elitist characteristics and thus compromise their popular effectiveness. The European intellectual becomes a philologist. The intellectual and moral self-righteousness of the bourgeois exponents of the <EMPH TYPE="2">studia humanitatis</EMPH> &mdash; whatever their personal social classification may be &mdash; leads them increasingly away from <PAGES>/pp. 17-18/</PAGES> the uneducated and creates in them a quasi-aristocratic sense of self and power. Their claim that a <EMPH TYPE="2">nobilitas litteraria</EMPH> and the traditional nobility are peers ultimately leads to an equation of <EMPH TYPE="2">humanitas</EMPH> and <EMPH TYPE="2">nobilitas</EMPH>.<NOTEREF RID="note36">36</NOTEREF><NOTE ID="note36"><NO>36</NO><P>B&ouml;deker, "Menschheit, Humanit&auml;t, Humanismus," loc. cit., 1070.</P>
</NOTE>
</P>
</SECTION>
</CHAPTER>

<CHAPTER>
<SECTION>
<TITLE>IV</TITLE>

<P>"What is to be understood by 'humanistic' or is this still a usable term? How can we determine whether there is a humanistic discourse or humanistic discourses?"</P>

<P><PAGES>/p. 18/</PAGES></P>
</SECTION>
</CHAPTER>
</BODY></ARTICLE>

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